Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| FST judgment on debarment - AJ Davis v AC & E Engineering Underwriting Managers (Pty) Ltd | 46 | CompliNEWS | 29 Oct 2018 |
| PPRs and broker fees | 46 | CompliNEWS | 29 Oct 2018 |
| UK's FCA fines Liberty £5.2 million for failures in oversight and complaints handling of insurance claims | 46 | CompliNEWS | 29 Oct 2018 |
| FIC and SARB commit to increased collaboration | 46 | CompliNEWS | 29 Oct 2018 |
| FSCA publishes a number of new FAIS Exemption Notices | 46 | CompliNEWS | 29 Oct 2018 |
| Financial Services Tribunal Hearing schedule - October 2018 until February 2019 | 46 | CompliNEWS | 29 Oct 2018 |
| Papers filed to liquidate 'hopelessly insolvent' VBS | 46 | CompliNEWS | 29 Oct 2018 |
| Outcomes FATF Plenary, 17-19 October 2018 | 46 | CompliNEWS | 29 Oct 2018 |
| FATF publishes revised recommendations for AML/ATF - ‘Virtual Assets’ & ‘Virtual Asset Service Provider’ now defined | 46 | CompliNEWS | 29 Oct 2018 |
| UK's FCA reports four million complaints during first half of 2018 | 46 | CompliNEWS | 29 Oct 2018 |
