Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| Australian regulator tells fund managers to be ‘true to label’ | 142 | CompliNEWS | 21 Sep 2020 |
| US' SEC charges index manager and friend with insider trading | 142 | CompliNEWS | 21 Sep 2020 |
| DA Bill facilitates access to pension-backed loans | 142 | CompliNEWS | 21 Sep 2020 |
| FIC opposes unsealing of documents in the Constitutional Court | 142 | CompliNEWS | 21 Sep 2020 |
| Book Now – Virtual webinar on PoPIA with Elizabeth de Stadler, 14 October 2020; CPD hours confirmed | 142 | CompliNEWS | 21 Sep 2020 |
| FSCA issues two public warnings | 142 | CompliNEWS | 21 Sep 2020 |
| Praesidium Advisory (Pty) Ltd and Praesidium Wealth (Pty) Ltd sign enforceable undertaking; agree to appoint statutory manager | 142 | CompliNEWS | 21 Sep 2020 |
| A regulatory perspective: the drivers of culture and the role of purpose and governance | 142 | CompliNEWS | 21 Sep 2020 |
| FinCEN files: HSBC moved Ponzi scheme millions despite warning | 142 | CompliNEWS | 21 Sep 2020 |
| FinCEN files released: tracing the flow of dirty money | 142 | CompliNEWS | 21 Sep 2020 |