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Headline Issue Diary Date
Warning against Odyssey Investment Group for unauthorised financial activities 315 CompliNEWS 31 Mar 2024
FSCA issues public warning against Swiftkryprtotrade for unauthorised financial activities 315 CompliNEWS 31 Mar 2024
Lessons from the Coenraad Botha case 315 CompliNEWS 31 Mar 2024
Crypto-investor Coenrad Botha and wife arrested again in N$160 million fraud case 315 CompliNEWS 31 Mar 2024
R216 million fine and 10-year debarment levied on Coenraad Barend Nolte Botha for regulatory violations 315 CompliNEWS 31 Mar 2024
National Treasury briefs Finance Committee on Pension Funds Amendment Bill, outlines 'two-pot' system ahead of September implementation 314 CompliNEWS 20 Mar 2024
Potential delay in two-pot retirement system implementation warns Old Mutual CEO 314 CompliNEWS 20 Mar 2024
Old Mutual gears up to launch new bank in South Africa 314 CompliNEWS 20 Mar 2024
Swiss Banking Group EFG International AG settles with OFAC in sanctions violation case 314 CompliNEWS 20 Mar 2024
Vanguard Investments Australia found guilty of misleading ESG claims by Federal Court 314 CompliNEWS 20 Mar 2024
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

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