Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Former chief compliance officer at RIA guilty of $500 000 fraud (US) 249 CompliNEWS 11 Nov 2022
Money laundering and crime syndicates: FICA and POCA 249 CompliNEWS 11 Nov 2022
The future of venture capital in SA, SAVCA awards 249 CompliNEWS 11 Nov 2022
Google fined nearly $400m for breaching privacy laws 249 CompliNEWS 11 Nov 2022
Report of the Portfolio Committee on Police on Public Participation – Protection of Constitutional Democracy against Terrorist and Related Activities Amendment Bill 249 CompliNEWS 11 Nov 2022
Report of the Standing Committee on Finance on the General Laws (AML and CTF) Amendment Bill, 11 November 2022 249 CompliNEWS 11 Nov 2022
Latest GDPR enforcement measures, non-compliance with general data processing principles 249 CompliNEWS 11 Nov 2022
FAIS Ombud releases its Annual Report for the financial year 2021/2022 249 CompliNEWS 11 Nov 2022
SA crypto service providers brace for increased scrutiny 249 CompliNEWS 11 Nov 2022
Gauteng High Court (Johannesburg) – Trustco Group Holdings Limited v The Financial Services Tribunal and Another (JSE decisions) 249 CompliNEWS 11 Nov 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.