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Headline Issue Diary Date
How AI ethics and governance is heralding a new era for financial services 30 CompliNEWS Ethics 15 Sep 2021
The climate change opportunity in financial services 30 CompliNEWS Ethics 15 Sep 2021
FSCA warns the public against Globaltech Investment 191 CompliNEWS 10 Sep 2021
The role of the money laundering reporting/compliance officer 191 CompliNEWS 10 Sep 2021
Swiss regulator issues first-ever approval for a stock exchange and a central securities depository for the trading of tokens 191 CompliNEWS 10 Sep 2021
Nigerian national sentenced for orchestrating online romance scam 191 CompliNEWS 10 Sep 2021
Input sought on AMA operational risk guidelines 191 CompliNEWS 10 Sep 2021
Dubai opens court to hear money laundering cases 191 CompliNEWS 10 Sep 2021
Basel AML Index 2021 – Four things holding back the global fight against ML 191 CompliNEWS 10 Sep 2021
FSCA issues public warning against Global Capital Investments and Matshavhange Mulanga 191 CompliNEWS 10 Sep 2021
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Working Smart

By Lee Rossini

One of the trends facing the financial services industry is an underappreciated challenge: a shrinking and aging adviser workforce. This is not a temporary disruption but a structural issue that is reshaping how businesses operate, serve clients, and plan for the future. Talent shortages are becoming more acute precisely when demand for financial guidance is rising, driven by longer life expectancies, more complex investment environments, and increased individual responsibility for retirement planning.

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