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Headline Stories of the Week

NC Mpengesi v PFA and Others (reconsideration of ...

08 Oct 2025 Financial Service Intelligence Watch

Summary of Financial Services Tribunal determination involving Nomandile Cynthia Mpengesi and Arwyp Medical Centre and Others. The following matter was handed down by the Financial Services Tribunal on 6 October 2025: · Nomandile Cynthia Mpengesi (Applicant) v Arwyp Medical Centre ...

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Effectively managing client complaints

08 Oct 2025 Financial Service Intelligence Watch

By Lee Rossini Clients entrust their financial planners with some of the most critical aspects of their lives. A single negative experience can result in a loss of confidence and, ultimately, the client walking away. Moreover, dissatisfied clients are far ...

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Finance – Treasury invites proposals on retail bonds

08 Oct 2025 Financial Service Intelligence Watch

National Treasury has issued Tender NT006-2025, inviting qualified and experienced service providers to submit proposals to distribute, administer, and manage the RSA Retail Savings Bonds Programme, reports Wyndham Hartley for CompliNEWS. This initiative forms part of the National Treasury’s broader ...

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FSCA accepts Enforceable Undertaking from Municipal Employees’ Pension ...

07 Oct 2025 Financial Service Intelligence Watch

The Financial Sector Conduct Authority (FSCA) has formally accepted an Enforceable Undertaking from the Municipal Employees’ Pension Fund (MEPF) and its key persons under section 151(1) of the Financial Sector Regulation Act, 2017. The undertaking follows the FSCA’s decision to ...

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Latest Compliance News

Effectively managing client complaints

By Lee Rossini

Clients entrust their financial planners with some of the most critical aspects of their lives. A single negative experience can result in a loss of confidence and, ultimately, the client walking away. Moreover, dissatisfied clients are far more likely to share their experiences, which can damage the ...

Read More

Finance – Treasury invites proposals on retail bonds

National Treasury has issued Tender NT006-2025, inviting qualified and experienced service providers to submit proposals to distribute, administer and manage the RSA Retail Savings Bonds Programme, reports Wyndham Hartley for CompliNEWS.

This initiative forms part of the National Treasury’s broader digital transformation agenda to enhance public access to RSA Retail Bonds ...

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Latest Open-Source Library Items
Working Smart

By Lee Rossini

Clients entrust their financial planners with some of the most critical aspects of their lives. A single negative experience can result in a loss of confidence and, ultimately, the client walking away. Moreover, dissatisfied clients are far more likely to share their experiences, which can damage the reputation of the business. When clients raise complaints, it can be tempting to view them as a nuisance or threat. However, the way client complaints are managed provides a strategic opportunity to not only solve a specific problem but also to build trust, enhance reputation, and improve client retention and loyalty.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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