By Compli-Serve The FSCA’s Investment Providers Sustainable Finance Survey Report sheds light on the progress, challenges, and future expectations for ESG (Environmental, Social, and Governance) integration within South Africa’s investment sector. The survey highlights that while many firms acknowledge the ...
Read More ...By Compli-Serve The Financial Sector Conduct Authority (FSCA) has fallen behind schedule on its ambitious Omni-CBR (Conduct of Business Return) project, initially set for phased implementation between 2022 and 2026. Designed as a cross-sectoral reporting tool, Omni-CBR was meant to ...
Read More ...As the Financial Sector Conduct Authority (FSCA) continues to regulate South Africa’s evolving financial landscape, several key compliance challenges are emerging across different sectors, from crypto asset service providers (CASPs) to over-the-counter derivatives and funeral insurance, reports Moneyweb. While licensing ...
Read More ...IOL reports that the Financial Sector Conduct Authority (FSCA) is facing serious allegations of regulatory inconsistency after failing to take action against Astrix Data (Pty) Ltd, despite explosive international reports linking it to a global investment fraud operation. Astrix Data, ...
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By Compli-Serve
The FSCA’s Investment Providers Sustainable Finance Survey Report sheds light on the progress, challenges and future expectations for ESG (Environmental, Social and Governance) integration within South Africa’s investment sector. The survey highlights that while many firms acknowledge the importance of sustainable finance, they face significant hurdles in implementing ...
Read More
By Compli-Serve
The Financial Sector Conduct Authority (FSCA) has fallen behind schedule on its ambitious Omni-CBR (Conduct of Business Return) project, initially set for phased implementation between 2022 and 2026. Designed as a cross-sectoral reporting tool, Omni-CBR was meant to strengthen market conduct oversight by standardising compliance data across financial ...
Read More
As the Financial Sector Conduct Authority (FSCA) continues to regulate South Africa’s evolving financial landscape, several key compliance challenges are emerging across different sectors, from crypto asset service providers (CASPs) to over-the-counter derivatives and funeral insurance, reports Moneyweb. While licensing efforts have legitimised many financial firms, fraud, unethical practices and ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
Emotional intelligence (EI), also known as emotional quotient (EQ), refers to the ability to recognise, understand and manage one’s own emotions, as well as the emotions of others. In the context of a financial advice business, EQ plays an important role in fostering positive relationships with both clients and staff, thereby creating an environment conducive to effective communication, trust, and overall business success.
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