By Lee Rossini As financial planners approach retirement, succession planning should be a strategic decision rather than a last-minute event. Industry trends show many planners nearing retirement age, expect their business to change hands in the next decade. A well-structured ...
Read More ...By Compli-Serve April 2026 has delivered a steady stream of regulatory developments from Namibia, reinforcing a clear trajectory: a more coordinated supervisory framework, continued legislative reform, and a sharper focus on conduct, AML compliance and consumer protection. While none of ...
Read More ...The following matter was handed down by the Financial Services Tribunal on 23 April 2026: · Parties: Boshomane v JSE, FSCA and Stadio Holdings Ltd · Case number: JSE1/2026 Key words Dismissed employee ‒ Jurisdiction of the Financial Services Tribunal ...
Read More ...The Guardian reports that BP’s board has faced an unprecedented level of shareholder resistance at its latest annual general meeting, with more than 50% of voting shareholders opposing the company’s plans to scale back its climate reporting. The revolt extended ...
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Crypto asset service providers are now required to submit their 2026 Risk and Compliance Return (RCR), with the submission window having opened on 4 May 2026. The return covers the reporting period from 1 July 2023 to 31 March 2026 and must be completed and submitted electronically via the Financial ...
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Coinbase has announced a breakthrough agreement on stablecoin yield provisions, potentially unlocking progress on long-delayed US crypto market structure legislation, reports Yahoo Finance. The compromise resolves a key point of contention around whether crypto platforms should be allowed to offer interest-like rewards on stablecoin holdings, an issue that had stalled ...
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Elliptic reports that while global regulators have now largely cleared the path for financial institutions to engage with digital assets, the real differentiator is no longer permission but preparedness. Frameworks such as MiCA in the EU, stablecoin legislation in the US and Hong Kong, and guidance from bodies like the ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
As financial planners approach retirement, succession planning should be a strategic decision rather than a last-minute event. Industry trends show many planners nearing retirement age, expect their business to change hands in the next decade. A well-structured succession plan ensures business continuity, protects client relationships, and maximises business value. Several options are available, each with advantages and disadvantages:
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